FAIS stands for the Financial Advisory and Intermediary Services Act. It was brought about by the Financial Services Board (FSB) in order to regulate the financial services industry. Previously, advice was an unregulated activity and FAIS will now be responsible for its' regulation. A code of conduct is to be followed by all financial services providers, including discretionary and administrative FSP, key individuals and representatives of STANLIB.
FAIS applies to all financial entities and ensures that clients are treated fairly and appropriately with due skill, integrity and diligence with regards to the giving of advice and providing intermediary servi |
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